Corporate Actions Services

Seamlessly navigate your most complex transactions with EQ’s expert strategic guidance every step of the way through every type of event - M&As, tender offers, stock splits, etc.

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What We Do

Drive successful corporate actions with EQ’s depth of ownership expertise and nimble, strategic advisory when you need it most. Our comprehensive suite of services provides you with greater knowledge per share before, during and after your transaction.

Exchange Agent Services

Leverage a customized exchange program powered by EQ’s team of experts and our proprietary technology platform’s data-driven insights and meticulous recordkeeping.

Paying Agent Services

Guarantee efficiency with EQ’s highly automated, strategic solutions to maximize shareholder convenience so you can focus on higher priorities.

Depository Agent Services

We expertly guide you through all phases of offers with a technology-driven, strategic approach customized to promote a successful transaction.

Escrow Agent Services

As your highly experienced, neutral partner, we maximize returns and increase efficiency through our collaborative and personalized approach to escrow services.

Our Difference

At EQ, we understand what it takes to drive a successful corporate action and how to navigate even the most complex of transactions. Through our unique consultative approach, our team of experts provides critical ownership insights tailored to you and your business. We leverage these insights in concert with our industry-leading, proprietary technology platform with one clear goal in mind: developing and flawlessly executing a strategic approach to provide you with greater knowledge per share when you need it most.

DEDICATED EXPERTISE
At EQ, our seasoned professionals average more than 15 years of tenure and provide comprehensive advisory through your most complex transactions. When you partner with us, gain immediate access to our dedicated relationship management group with the experience to best serve you and your shareholders. We leverage our vast ownership expertise to support you when you need it most by ensuring your transaction is structured properly and settled smoothly.

DETAILED EXECUTION
Whether it's a merger, reorganization, or exchange, we know these events require intense planning, smart strategy and attention to detail. At EQ, when addressing investor inquiries, facilitating payment disbursements, managing share exchanges, or delivering post-event support, we design a customized strategy to yield successful outcomes that drive your company forward. Rely on our strategic guidance — before, during, and after your transaction to eliminate any unexpected issues.

PROPRIETARY TECHNOLOGY PLATFORM
Rely on the highest level of data security and the most efficient and dynamic approach to corporate actions processing with our in-house technology systems. Always have access to and control over your data with a proprietary technology platform and front-end web interfaces. By integrating technology into our operations, our team of dedicated experts can provide you premium levels of service and more personalized interactions with your shareholders.

COLLABORATIVE
EQ works directly alongside you every step of the way – from high-level advisory to daily support, we proactively address your needs and guide you through the entire process of a complex transaction to yield successful outcomes. We understand that no corporate action is the same which is why we take this consultative, tailored approach to develop flexible and innovative solutions.

CRITICAL OWNERSHIP INSIGHTS
At EQ, we provide you with detailed insight into your specific processes and priorities and use that information to deliver a unique, insight-driven strategic solution. As your trusted advisor, we leverage our unique expertise and ownership insight to help you unlock the knowledge you need to navigate even the most complex transaction–from M&As, to stock splits to spin-offs.

BY THE NUMBERS
EQ administers over 400 transactions annually, including both reorganizations and corporate actions. We are proud to help our clients successfully complete their deals, including:

Cash & Stock Merger | Medco Health Solutions - including assisting over 74,000 shareholders
Tender Offer | Progress Energy - including the handling of over 30,000 transactions

Who We Work With

Our specialized expertise helps companies – large and small – reach success

$580mil

Realpage acquisiton of Buildium

$74bn

Bristol-Myers Squib acquisition of Celgene

$11bn

General Electric Company spin-off to Wabtec

$70bn

CVS acquisition of Aetna

Start Your Journey

Connect with our team to learn more about EQ’s corporate action offering and full range of services.

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Our Experts

Ensure your transaction goes smoothly and shareholder engagement remains strong by choosing the right team for your high-profile event. From our corporate actions team, averaging more than 15 years of experience, to our well-versed Customer Care representatives responding to shareholder inquiries, your event is in safe hands across all functional teams.

Michael Legregin

SVP, Corporate Actions, IPO & New Business Onboarding

Mike and his team assist with many of the most complex, specialized corporate transactions through top-level service for our clients.

Matthew Paseka

SVP, Relationship Director

Matthew has more than 20 years of industry experience. He has managed a wide variety of complex corporate actions and is responsible for a team of relationship managers.

John Horvath

Manager, Operations & Client Services

John has more than 30 years of work experience in the financial industry. In his current role, John provides leadership to all team members in our Milwaukee office.

Michael Ashenfarb

VP, Corporate Actions, Relationship Management

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Jennifer Obiedzinski

Relationship Director

Jennifer brings tenured expertise to the Corporate Actions’ Account Management and Reconciliation teams.

Yvonne Rivera

VP, Corporate Actions Operations

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David Barker

VP, Team Lead

David is a well-versed corporate actions leader who manages the teams involved in our private M&A transactions, escrows and the re-org funding group.

The Latest Insights in Corporate Actions

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Key Differences Between Corporate Actions

Diving into the major types of complex corporate transactions and explaining the differences between them.

Corporate Actions And The Role Of A Transfer Agent

Your company doesn't go through a merger or spinoff every day. Here is how your transfer agent can help you get the details right for a successful ...

Ready to Get Started?

Connect with our team to learn about EQ's corporate action offerings and full range of services.

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Corporate Actions Services | EQ